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Fais ombudsman determinations summary

Fais ombudsman determinations summary

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Organisational Structure

1 The Fia Code of Conduct & Facing the FAIS Ombud Presented by Anton Swanepoel

The Fia Code of Conduct 2.Compliance documentation 3.Contracts 4.Facing the FAIS Ombud

4 Statutory Ombud Schemes: FAIS OMBUD

FAIS Ombud Complaints Dismissals

The significance of the license is that the first respondent was only authorised to sell and

IN THE OFFICE OF THE OMBUD FOR FINANCIAL ... - FAIS Ombud

Graduate Trainee Programme. The FAIS Ombud ...

How does the Fais Ombud work?

Other Publications

in the office of the ombud for financial services providers - FAIS Ombud

FAIS Ombud Actions Queried

IN THE OFFICE OF THE OMBUD FOR FINANCIAL ... - FAIS Ombud

Download full determination - FAIS Ombud

FAIS Ombud Settlement Cases

4 Introduction 1.

Final Determinations 2019 – Now Published

2 The ...

IN THE OFFICE OF THE OMBUD FOR FINANCIAL ... - FAIS Ombud

Adjudication, determination and appeal. 13 EVALUATION OF SUCCESS OF FAIS OMBUD

Network (Pty) Ltd 3rd Respondent Gerhardus ROSSOLAW Goosen 4th Respondent Johannes Willem Botha 5th

THE BANKING ASSOCIATION SOUTH AFRICA'S STARSAVER™ PROGRAMME

New FAIS Ombud appointed

+27 12 470 9080 Facsimile: +27 12 348 3447 E-mail Address

Low premiums trumping advice – ombud

Ombudsman

FAIS Ombud to Challenge Appeal Board Rulings

Financial Services Providers Photos

Financial Services Intelligence Watch

Office of the FAIS Ombud welcomes new Ombud – Mr Naresh Suresh Tulsie

Ombud slams insurance brokers for shoddy advice

Topics: FSB, Rinate Goosen, Gert Goosen, Fais Ombud, Noluntu Bam, Gerry Anderson, Sharemax

Advisor ordered to repay investor

FSB Appeal Board again rules against FAIS Ombud

The Office of the Fais Ombud faced its 'fair share of challenges' over the

Fais ombud Noluntu Bam. File picture: Simphiwe Mbokazi

Six candidates have been chosen to participate in the Absa/City Press Money Makeover challenge. They will be asked to question key investment decisions that ...

Many Property Syndication complaints not yet finalised

2 If it is found that the first respondent did render the financial service negligently and

Complaint 3

THE PARTIES [1] The Complainant is Marc Rupert Hughes ( Hughes ), a

published in Board Notice

[50] A company called FUTURE INDEFINITE INVESTMENTS 188 (PTY) LTD T/

Santam Se perSoonlike poliS WerkSopDraG

3 Introduction 1.

Page 1

DISPUTES: OPTIONS LITIGATION FAIS OMBUD Creature of statute Voluntary Jurisdiction.

Compliance Officer is Stephen Gerber. If you have a compliance complaint or related query,

Mr Price Financial Services - Accounts - Sheet Street

9 Section ...

Page 86

The financial advice ombud plans to ask the High Court to review three cases that could prevent her from protecting you from bad advice, resulting in the ...

Complaints

Illustration: Colin Daniel

What attracted the complainant to the Sharemax investment was the prospect of receiving a higher monthly

Haese is joined in this matter as a Director, Key Individual and representative of Sharemax

INSETA Learning Material RE 1 Key Individual.pdf | Securities (Finance) | Pension

Download full determination - FAIS Ombud - Page 6

Page 81

LEGAL STATUS OF PROVIDER Maru Asset Managers (Pty) Limited ( Maru Asset Managers )

Fairness in Financial Services: Pro Bono Publico

Latest FAIS Ombud determination.

Complaint 4

Gareth Stokes, FAnews Online Editor

Page 1

Curatorships

More than ten years after the Fais Act was implemented some FSP businesses are still not

Project Management Continuous Improvement - 2 Nov 10 | Project Management | United States Department Of Energy

Spend your savings wisely

Image of page 94

in the office of the ombud for financial services providers - FAIS Ombud

... funerals are never pleasant but certainly necessary, as we are all confronted by death at some point in our lives, says the Office of the FAIS Ombud in ...

twin_peaks

in the office of the ombud for financial services providers - FAIS Ombud

Ms Noluntu Bam

How to lodge a complaint regarding Car Insurance with the Short-Term Insurance Ombudsman | Insurance Chat

Charles Pillai, the Ombud for Financial Services Providers

FAIS not only contains rules, but also authorises the regulator to make more rules about who is “fit and proper” and what is “good conduct”.

Jonathan Faurie, FAnews Journalist

FAIS Ombud, Charles Pillai

New ombud system proposed

Requires interaction and co-ordination between bodies such as the NCR, statutory ombuds (eg. Pension Funds Adjudicator & FAIS ombud), Master of the High ...

Image of page 93

The Ombudsman for Short-Term Insurance (OSTI) has today released its Annual Report on Operations for 2017. Key highlights for the year are that 9 962 ...

File Image: IOL

2 AMENDMENTS ...

Illustration: Colin Daniel

Notes on Due Diligence

Appeal Board rules on Ombud RVAF finding